Scheme for Collection of Dues of (i) Central Board of Direct Taxes (ii) Central Board of Excise and Customs (iii) Departmentalised Ministries Account - Reporting and Accounting of March Transactions - Special Arrangements - Financial Year 2010-2011

RBI/2010-11/414 DGBA.GAD.No.H.6002/42.01.029/2010-11 March 3, 2011 The Chairman & Managing Director/ The Managing Director / The Chief Executive Officers All Agency Banks Dear Sir / Madam, Scheme for Collection of Dues of (i) Central Board of Direct Taxes (ii) Central Board of Excise and Customs (iii) Departmentalised Ministries Account - Reporting and Accounting of March Transactions - Special Arrangements - Financial Year 2010-2011 Please refer to Circular DGBA.

RBI/2010-11/414 DGBA.GAD.No.H.6002/42.01.029/2010-11 March 3, 2011 The Chairman & Managing Director/ The Managing Director / The Chief Executive Officers All Agency Banks Dear Sir / Madam, Scheme for Collection of Dues of (i) Central Board of Direct Taxes (ii) Central Board of Excise and Customs (iii) Departmentalised Ministries Account - Reporting and Accounting of March Transactions - Special Arrangements - Financial Year 2010-2011 Please refer to Circular DGBA.

Scheme for Collection of Dues of (i) Central Board of Direct Taxes (ii) Central Board of Excise and Customs (iii) Departmentalised Ministries Account - Reporting and Accounting of March Transactions - Special Arrangements - Financial Year 2010-2011

Investment in non-Government Securities- Non-Convertible Debentures (NCDs) of maturity up to one year by standalone Primary Dealers (PDs)

RBI/2010-11/401 IDMD. PCD.No. 26/14.03.05/2010-11 February 10, 2011 All Standalone Primary Dealers Dear Sir, Investment in non-Government Securities- Non-Convertible Debentures (NCDs) of maturity up to one year by standalone Primary Dealers (PDs) Please refer to paragraph 5.8.2 of the Master Circular RBI/2010-11/81 IDMD.PDRD. 01/03.64.00/2010-11 dated July 1, 2010 which, inter alia, advised the PDs that they should not invest in non-Government securities of original m

RBI/2010-11/401 IDMD. PCD.No. 26/14.03.05/2010-11 February 10, 2011 All Standalone Primary Dealers Dear Sir, Investment in non-Government Securities- Non-Convertible Debentures (NCDs) of maturity up to one year by standalone Primary Dealers (PDs) Please refer to paragraph 5.8.2 of the Master Circular RBI/2010-11/81 IDMD.PDRD. 01/03.64.00/2010-11 dated July 1, 2010 which, inter alia, advised the PDs that they should not invest in non-Government securities of original m

Investment in non-Government Securities- Non-Convertible Debentures (NCDs) of maturity up to one year by standalone Primary Dealers (PDs)

Exposure Norms: Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to standalone Primary Dealers

RBI/2010-11/270 IDMD. PCD.No. 1652/14.03.05/2010-11 November 11, 2010 All Standalone Primary Dealers Dear Sir, Exposure Norms: Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to standalone Primary Dealers Please refer to our circular IDMD.PDRD.No.19/03.64.00/2010-11 RBI/2010-11/142 dated July 27,2010 wherein standalone Primary Dealers (PDs) were advised to adhere to the exposure limit

RBI/2010-11/270 IDMD. PCD.No. 1652/14.03.05/2010-11 November 11, 2010 All Standalone Primary Dealers Dear Sir, Exposure Norms: Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to standalone Primary Dealers Please refer to our circular IDMD.PDRD.No.19/03.64.00/2010-11 RBI/2010-11/142 dated July 27,2010 wherein standalone Primary Dealers (PDs) were advised to adhere to the exposure limit

Exposure Norms: Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to standalone Primary Dealers

Ready Forward Contracts in Corporate Debt Securities

This circular has been superseded by Repurchase Transactions (Repo) (Reserve Bank) Directions, 2018 dated July 24, 2018.RBI/2010-11/268 IDMD.PCD. 22/11.08.38/2010-11 November 9, 2010 To All Market Participants Ready Forward Contracts in Corporate Debt Securities As part of the measures to develop the corporate bond market, repo transactions were permitted in corporate debt securities vide the Directions issued through the Notification No IDMD.DOD. 04/11.08.38/ 2009-10

This circular has been superseded by Repurchase Transactions (Repo) (Reserve Bank) Directions, 2018 dated July 24, 2018.RBI/2010-11/268 IDMD.PCD. 22/11.08.38/2010-11 November 9, 2010 To All Market Participants Ready Forward Contracts in Corporate Debt Securities As part of the measures to develop the corporate bond market, repo transactions were permitted in corporate debt securities vide the Directions issued through the Notification No IDMD.DOD. 04/11.08.38/ 2009-10

Ready Forward Contracts in Corporate Debt Securities

Raising resources through Inter Corporate Deposits (ICDs)

RBI/2010-11/224 IDMD.PCD.No. 20/14.03.05/2010-11 October 1, 2010 All Standalone Primary Dealers Dear Sir Raising resources through Inter Corporate Deposits (ICDs) Please refer to paragraph 3.6 of the Master Circular RBI/2010-11/81 IDMD.PDRD.01/03.64.00/2010-11 dated July 1, 2010 on Operational Guidelines to Primary Dealers allowing standalone PDs to raise ICDs to the extent of 50 per cent of their net owned funds (NOF) subject to adherence to other terms and condition

RBI/2010-11/224 IDMD.PCD.No. 20/14.03.05/2010-11 October 1, 2010 All Standalone Primary Dealers Dear Sir Raising resources through Inter Corporate Deposits (ICDs) Please refer to paragraph 3.6 of the Master Circular RBI/2010-11/81 IDMD.PDRD.01/03.64.00/2010-11 dated July 1, 2010 on Operational Guidelines to Primary Dealers allowing standalone PDs to raise ICDs to the extent of 50 per cent of their net owned funds (NOF) subject to adherence to other terms and condition

Raising resources through Inter Corporate Deposits (ICDs)

Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to Primary Dealers

RBI/2010 -11/142 IDMD.PDRD.No. 19 / 03.64.00 / 2010-11 July 27, 2010 All Standalone Primary Dealers Dear Sir Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to Primary Dealers Please refer to the notification DNBS.193 DG(VL)-2007 dated February 22 , 2007 updated till June 30, 2010 and issued vide the circular RBI/2010-11/18 DNBS (PD) CC No.178/03.02.001/2010-11 dated July 1, 2010 on N

RBI/2010 -11/142 IDMD.PDRD.No. 19 / 03.64.00 / 2010-11 July 27, 2010 All Standalone Primary Dealers Dear Sir Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to Primary Dealers Please refer to the notification DNBS.193 DG(VL)-2007 dated February 22 , 2007 updated till June 30, 2010 and issued vide the circular RBI/2010-11/18 DNBS (PD) CC No.178/03.02.001/2010-11 dated July 1, 2010 on N

Applicability of Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 to Primary Dealers

Imposition of penalty for bouncing of SGL forms

RBI/2010-11/115 IDMD. DOD.17/11.01.01(B)/2010-11 July 14, 2010 To, All SGL/CSGL Account holders Dear Sir, Government Securities Act, 2006, Sections 27 & 30 - Imposition of penalty for bouncing of SGL forms In terms of the existing regulatory framework, if the SGL transfer form bounces three times in a half year, for want of either funds or the securities, the account holder is liable to be debarred from using the SGL account facility for a period of six months. @@

RBI/2010-11/115 IDMD. DOD.17/11.01.01(B)/2010-11 July 14, 2010 To, All SGL/CSGL Account holders Dear Sir, Government Securities Act, 2006, Sections 27 & 30 - Imposition of penalty for bouncing of SGL forms In terms of the existing regulatory framework, if the SGL transfer form bounces three times in a half year, for want of either funds or the securities, the account holder is liable to be debarred from using the SGL account facility for a period of six months. @@

Imposition of penalty for bouncing of SGL forms

Master Circular on Appointment & delisting of Brokers and Payment of Brokerage on Relief / Savings Bonds

RBI/2010-11/36 DGBA.CDD No. H –10172 / 13.01.299 / 2010-11 July 1, 2010 Ashadha 10, 1932 (S) The Chairman / Managing Director State Bank of India and Associate banks 17 Nationalized banks Axis Bank Ltd / ICICI Bank Ltd / IDBI Bank / HDFC Bank Ltd / Stock Holding Corporation of India Ltd Dear Sir/Madam Master Circular on Appointment & delisting of Brokers and Payment of Brokerage on Relief / Savings Bonds Please refer to our Master Circular No RBI/2009-10/53 dated

RBI/2010-11/36 DGBA.CDD No. H –10172 / 13.01.299 / 2010-11 July 1, 2010 Ashadha 10, 1932 (S) The Chairman / Managing Director State Bank of India and Associate banks 17 Nationalized banks Axis Bank Ltd / ICICI Bank Ltd / IDBI Bank / HDFC Bank Ltd / Stock Holding Corporation of India Ltd Dear Sir/Madam Master Circular on Appointment & delisting of Brokers and Payment of Brokerage on Relief / Savings Bonds Please refer to our Master Circular No RBI/2009-10/53 dated

Master Circular on Appointment & delisting of Brokers and Payment of Brokerage on Relief / Savings Bonds

Master Circular on Nomination facility in Relief / Savings Bonds

RBI/2010-11/37 DGBA.CDD No. H – 10175 / 13.01.299 / 2010-11 July 1, 2010 Ashadha 10, 1932 (S) The Chairman / Managing Director State Bank of India and Associate banks 17 Nationalized banks Axis Bank Ltd / ICICI Bank Ltd / IDBI Bank / HDFC Bank Ltd / Stock Holding Corporation of India Ltd Dear Sir/Madam Master Circular on Nomination facility in Relief / Savings Bonds The Department of Government and Bank Accounts, Central Office, RBI has been issuing instructions relat

RBI/2010-11/37 DGBA.CDD No. H – 10175 / 13.01.299 / 2010-11 July 1, 2010 Ashadha 10, 1932 (S) The Chairman / Managing Director State Bank of India and Associate banks 17 Nationalized banks Axis Bank Ltd / ICICI Bank Ltd / IDBI Bank / HDFC Bank Ltd / Stock Holding Corporation of India Ltd Dear Sir/Madam Master Circular on Nomination facility in Relief / Savings Bonds The Department of Government and Bank Accounts, Central Office, RBI has been issuing instructions relat

Master Circular on Nomination facility in Relief / Savings Bonds

Master Circular - Operational Guidelines to Primary Dealers

RBI/2010-11/81 IDMD.PDRD. 01 /03.64.00 / 2010-11 July 1, 2010 All Primary Dealers in the Government Securities Market Dear Sir Master Circular – Operational Guidelines to Primary Dealers The Reserve Bank of India has, from time to time, issued a number of guidelines/instructions/circulars to the Primary Dealers (PDs) in regard to their operations in the Government Securities Market and other activities. To enable the PDs to have all the current instructions at one pla

RBI/2010-11/81 IDMD.PDRD. 01 /03.64.00 / 2010-11 July 1, 2010 All Primary Dealers in the Government Securities Market Dear Sir Master Circular – Operational Guidelines to Primary Dealers The Reserve Bank of India has, from time to time, issued a number of guidelines/instructions/circulars to the Primary Dealers (PDs) in regard to their operations in the Government Securities Market and other activities. To enable the PDs to have all the current instructions at one pla

Master Circular - Operational Guidelines to Primary Dealers