Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards

RBI/2014-15/157 DNBS(PD).CC.No.403 /03.10.42 /2014-15 August 1, 2014 All Non Banking Financial Companies excluding Residuary Non Banking Companies Dear Sirs, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS (PD).CC.No.370/03.10.42/ 2013-14 dated March 19, 2014 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its statement on June 27

RBI/2014-15/157 DNBS(PD).CC.No.403 /03.10.42 /2014-15 August 1, 2014 All Non Banking Financial Companies excluding Residuary Non Banking Companies Dear Sirs, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS (PD).CC.No.370/03.10.42/ 2013-14 dated March 19, 2014 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its statement on June 27

Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards

Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC)

RBI/2014-15/156 DNBS(PD).CC.No.402/03.10.42/2014-15 August 1, 2014 Non-Deposit taking NBFCs with assets of Rs 25 cr and above/ All Deposit taking NBFCs Dear Sirs, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC) Please refer to our circular DNBS.(PD).CC.No.325/03.10.42/2012-13 dated May 3, 2013 on the captioned subject, advising NBFCs

RBI/2014-15/156 DNBS(PD).CC.No.402/03.10.42/2014-15 August 1, 2014 Non-Deposit taking NBFCs with assets of Rs 25 cr and above/ All Deposit taking NBFCs Dear Sirs, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC) Please refer to our circular DNBS.(PD).CC.No.325/03.10.42/2012-13 dated May 3, 2013 on the captioned subject, advising NBFCs

Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC)

Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- Registration

RBI/2014-15/146 DNBS (PD).CC.No 401/03.10.42/2014-15 July 25, 2014 All Non Banking Financial Companies Dear Sirs, Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- Registration Government of India (GoI), has advised that India and US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (IGA) to implement FATCA and India is now treated as having an IGA in effect fro

RBI/2014-15/146 DNBS (PD).CC.No 401/03.10.42/2014-15 July 25, 2014 All Non Banking Financial Companies Dear Sirs, Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- Registration Government of India (GoI), has advised that India and US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (IGA) to implement FATCA and India is now treated as having an IGA in effect fro

Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- Registration

Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML Rules

RBI/2014-15/122 DNBS(PD).CC.No 400/03.10.42/2014-15 July 14, 2014 All Non-Banking Financial Companies Dear Sirs, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML Rules Please refer to paragraph I (11) of Master Circular DNBS (PD) CC No. 387/03.10.42/ 2014-15 dated

RBI/2014-15/122 DNBS(PD).CC.No 400/03.10.42/2014-15 July 14, 2014 All Non-Banking Financial Companies Dear Sirs, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML Rules Please refer to paragraph I (11) of Master Circular DNBS (PD) CC No. 387/03.10.42/ 2014-15 dated

Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML Rules

Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of Address

RBI/2014-15/120 DNBS (PD).CC. No 398/03.10.42/2014-15 July 10, 2014 All Deposit taking Non Banking Financial Companies Dear Sirs, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of Address Please refer to paragraph I 8 and Annex VIII of Master Circular DNBS (PD) CC No. 387/03.10.42/ 2014-15 dated July 1,

RBI/2014-15/120 DNBS (PD).CC. No 398/03.10.42/2014-15 July 10, 2014 All Deposit taking Non Banking Financial Companies Dear Sirs, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of Address Please refer to paragraph I 8 and Annex VIII of Master Circular DNBS (PD) CC No. 387/03.10.42/ 2014-15 dated July 1,

Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of Address

Master Circular - The Non-Banking Financial Company - Factors (Reserve Bank) Directions, 2012

RBI /2014-15/33 DNBS (PD) CC No. 396/03.02.001/2014-15 July 1, 2014 (as amended up to May 25,2015) To All NBFCs Dear Sirs, Master Circular – The Non-Banking Financial Company - Factors (Reserve Bank) Directions, 2012 As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the captioned circular updated till the date as indicated above are

RBI /2014-15/33 DNBS (PD) CC No. 396/03.02.001/2014-15 July 1, 2014 (as amended up to May 25,2015) To All NBFCs Dear Sirs, Master Circular – The Non-Banking Financial Company - Factors (Reserve Bank) Directions, 2012 As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the captioned circular updated till the date as indicated above are

Master Circular - The Non-Banking Financial Company - Factors (Reserve Bank) Directions, 2012

Master Circular -Corporate Governance

RBI/2014-15/36 DNBS (PD) CC No.390/03.10.001/2014-15 July 1, 2014 To All Non-Banking Financial Companies (NBFCs) Dear Sirs, Master Circular –Corporate Governance In order to have all current instructions in one place, the Reserve Bank of India issues updated circulars/notifications on various subjects. It is advised that instructions on the captioned subject as updated till June 30, 2014, have been compiled herein and enclosed for ready reference. The Master Circular

RBI/2014-15/36 DNBS (PD) CC No.390/03.10.001/2014-15 July 1, 2014 To All Non-Banking Financial Companies (NBFCs) Dear Sirs, Master Circular –Corporate Governance In order to have all current instructions in one place, the Reserve Bank of India issues updated circulars/notifications on various subjects. It is advised that instructions on the captioned subject as updated till June 30, 2014, have been compiled herein and enclosed for ready reference. The Master Circular

Master Circular -Corporate Governance

Notification as amended upto June 30, 2014 - "Mortgage Guarantee Companies (Reserve Bank) Guidelines, 2008"

RBI/2014-15/49 DNBS.(PD-MGC).C.C.No.19/23.11.001/2014-15 July 1, 2014 The Chairman / CEOs of All Mortgage Guarantee Companies. Dear Sir, Notification as amended upto June 30, 2014 - "Mortgage Guarantee Companies (Reserve Bank) Guidelines, 2008" As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the notification No. DNBS.(MGC)3/CGM.(PK

RBI/2014-15/49 DNBS.(PD-MGC).C.C.No.19/23.11.001/2014-15 July 1, 2014 The Chairman / CEOs of All Mortgage Guarantee Companies. Dear Sir, Notification as amended upto June 30, 2014 - "Mortgage Guarantee Companies (Reserve Bank) Guidelines, 2008" As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the notification No. DNBS.(MGC)3/CGM.(PK

Notification as amended upto June 30, 2014 - "Mortgage Guarantee Companies (Reserve Bank) Guidelines, 2008"

Notification as Amended upto June 30, 2014 - Change in or Take Over of the Management of the Business of the Borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, 2010

RBI/2014-15/50 DNBS(PD)CC.No.40/SCRC/26.03.001/2014-2015 July 1, 2014 Notification as Amended upto June 30, 2014 - Change in or Take Over of the Management of the Business of the Borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, 2010 As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the Noti

RBI/2014-15/50 DNBS(PD)CC.No.40/SCRC/26.03.001/2014-2015 July 1, 2014 Notification as Amended upto June 30, 2014 - Change in or Take Over of the Management of the Business of the Borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, 2010 As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars / notifications. The instructions contained in the Noti

Notification as Amended upto June 30, 2014 - Change in or Take Over of the Management of the Business of the Borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, 2010

Master Circular - Requirement for Obtaining Prior Approval of RBI in Cases of Acquisition / Transfer of Control of NBFCs

RBI/2014-15/46 DNBS (PD) CC No.397/03.02.001/2014-15 July 1, 2014 To All Non-Banking Finance Companies (except Primary dealers) Dear Sirs, Master Circular – Requirement for Obtaining Prior Approval of RBI in Cases of Acquisition / Transfer of Control of NBFCs As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars/notifications. The instructions on the captioned subject as updated on J

RBI/2014-15/46 DNBS (PD) CC No.397/03.02.001/2014-15 July 1, 2014 To All Non-Banking Finance Companies (except Primary dealers) Dear Sirs, Master Circular – Requirement for Obtaining Prior Approval of RBI in Cases of Acquisition / Transfer of Control of NBFCs As you are aware, in order to have all current instructions on the subject at one place, the Reserve Bank of India issues updated circulars/notifications. The instructions on the captioned subject as updated on J

Master Circular - Requirement for Obtaining Prior Approval of RBI in Cases of Acquisition / Transfer of Control of NBFCs